Useful forms & Legal documents
This page includes all documents and forms required
to manage your trading account and all necessary practical information.
Legal
documents
- Terms and conditions
- Investment and Risk Warnings
- FGDL Guarantee for Deposits
- Best execution policy
- Execution Quality
- Summary of conflicts of interest policy
- Privacy policy
- Smart Portfolios - Terms and conditions
- Complaints
- Lombard Loan Agreement
- General Deed of pledge
- Legal disclaimers
- Pillar 3 disclosures – 2018 report
Account Opening
documents
Account Management
documents
- For Trading US securities: W-8BEN – Certificate of foreign status of beneficial owner
- Security Transfer In - Transfer form
- Know your Customer - KYC Form
- Automatic Exchange of Information self-certification (Individual) - AEOI Form